T09P08 - Experimentalist Welfare Governance in the European Union

Topic : Governance, Policy networks and Multi-level Governance

Panel Chair : Klaus Schubert - klaus.schubert@uni-muenster.de

Panel Second Chair : Minna Van Gerven - Minna.vangerven@utwente.nl

Panel Third Chair : Lukas Jerg - lukas.jerg@uni-muenster.de

Objectives and Scientific Relevance of the panel

Call for papers

Session 1

Friday, June 30th 13:45 to 15:45 (Block B 4 - 3)

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International and supranational institutions as social policy actors: the case of Latvia

Olga Rajevska - olga@livoniaship.lv - University of Latvia - Latvia

Feliciana Rajevska - rajevska@latnet.lv - Vidzeme Univeraity of Applied Sciences - Latvia

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From the very first stages of the regained independent Latvian state in 1990s, the social policy making process  has been being influenced strongly  by the actors from outside, rather than by lukewarm dialogue with social partners within the country. Civil society was weak and divided according ethnic origin. Political elite in such situation was quite autonomous from electorate in decision-making process. Policy-makers of Latvia have been being more sensitive to external pressures and practically all substantial reforms in the fields of pensions, employment, social assistance and social inclusion were introduced following the recommendations of or looking out for international or supranational organisations such as the World Bank, IMF, ILO, later EU, and, during last four years, also OECD.  Such approach resulted in rather liberal social policy model in Latvia.

The policy measures developed by the Cabinet and the Ministry of Welfare to a great extent have been depending on the necessity to follow recommendations, memoranda, “white books” and other policy evaluation documents. Thus, the World Bank played the crucial role in the design of Latvian pension system (introduction of the notional defined contribution scheme and mandatory private pension funds); the Joint Inclusion Memorandum before accession to the EU membership was the key policy document in social inclusion policy; ILO conventions were instrumental to elaborating national standards of minimum wage; IMF shaped the fiscal austerity package in the crisis years 2008-2011.

Those social policy areas where failure to follow recommendations from international and/or supranational organisations in a timely fashion can lead to tangible losses (non-granting a loan, financial penalties, etc.), as well as those where co-financing from EU structural funds is available, are demonstrating substantial progress and approach to the European standards. One of such areas is the implementation of Youth Guarantee program with visible results. Meanwhile, the areas where the instruments used by supranational bodies are mild – e.g., open method of coordination in pension policy, - Latvia is receiving the same recommendations year on year, but practical implementation of improvements is being hindered.

In view of on-going debates on the introduction of the 4th EU Social Pillar, the authors are analysing how different areas of social policy in Latvia are shaped by interaction of national and inter-/supra-national actors, and believe that the proposed pillar can be viable only in the presence of a developed mechanism of sanctions that should follow in the case when there is no any response or progress in the fulfilment of recommendations.

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“The social clauses of the Economic Adjustment Programmes for Greece: A controversial paradigm for experimental policy-making in the welfare domain”

Gabriel Amitsis - amitsis@otenet.gr - Technology University of Athens - Greece

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Greece is the EU Member State most impacted by the 2009 financial crisis, given that there were neither primary social safety nets for those unable to meet their needs through market or family settings, nor supplementary policies in case of specific needs, as social housing regimes. The national social protection model was strongly fragmented, and public spending was focused on civil servants salaries and state pensions.

Gaps in the development of the rudimentary national welfare schemes (cash benefits, care and integration services for persons at high risk of poverty and social exclusion) could not be addressed within the context of the EU Social Inclusion Strategy, as part of the EU 2020 Strategy, due to certain legal and operational barriers of the hybrid European social welfare discourse ((i.e. equal treatment in access to welfare, activation of vulnerable people, Fund for European Aid to the Most Deprived, Programme for Employment and Social Innovation, Social Economy etc), strongly influenced by the subsidiarity principle / model of social protection within the EU.

On the other hand, a radical welfare reform (particularly through the introduction of a national guaranteed minimum income scheme) was a high priority issue within the structural agenda of the three Economic Adjustment Programmes (known also as Bailout Programmes), which were implemented since May 2010 by major lending international partners (European Commission, European Central Bank, International Monetary Fund). These institutions identified serious problems and shortcomings in the regulation and funding of welfare, and they adopted - through the introduction of specific “social clauses” - a controversial social policy agenda with strong financial but limited social effects, which breaks the traditional limits between national and EU competences in the welfare policy-making process.

Greece constitutes, therefore, a unique case for discussing the complexities of introducing welfare reforms during austerity times through experimental policy-making processes. In this respect, the objective of this Paper is to identify the “social clauses” of the Economic Adjustment Programmes for Greece and to analyze their interplay with the national and EU welfare agendas. Emphasis will paid to a set of “flagship initiatives” put forward since 2010, while the key research issue is whether the design of the new social protection framework, as promoted particularly within the Third Economic Adjustment Programme 2015-2018, may constitute a new policy-making paradigm in the welfare domain.

Key words: EU social welfare discourse, Economic Adjustment Programmes, experimental policy-making processes.

 

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Experimenting with the European Union: The in, out, or throughput legitimacy of the European Social Fund

Minna Van Gerven - Minna.vangerven@utwente.nl - University of Twente - Netherlands

Sonja Bekker - s.bekker@uvt.nl - Tilburg University - Netherlands

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The experimentalist governance at the European Union is often seen as an answer to dealing with pressures to the European Welfare systems as well providing EU more legitimacy to act in the areas that are often considered to be national competences. Such governance approaches allow stronger experimental designs and trial and error mode learning. One of such tools at European Union is the European Structural Funds, a co-financing instrument, which allows Member states to implement new and (more innovating) polices.  This paper will analyse the legitimacy of such innovation tool. Building on extensive theoretical discussion by Fritz Schapf (1970; 1997; 1999) and Vivienne Schmidt (2013), this paper contributes to the literature a much needed empirical account of input, output and throughput legitimacy of European Social policy. Drawing on data on expert interviews of multilevel actors in the Netherlands, this paper analyses how national actors perceive the input, throughput and output legitimacy in their usage of the European Structural Funds in designing activation policies for the unemployed in the ESF period 2007-2013. The preliminary results for the Netherlands’ suggest that the strongest legitimation effects are found at the throughput legitimacy and that the EU still need to find ways to increase the input and output legitimacy of the ESF and eventually to improve its’ experimental governance.

 

Testing the 'Socialization' Thesis: The European Semester as a New Home for Social Policy Coordination?

Dawson Mark - dawson@hertie-school.org - Hertie School of Governance - Germany

This paper will explore the use of the European Semester as a new home for social and welfare policy coordination in the European Union. While the EU carried two autonomous open coordination (OMC) processes for employment and social inclusion following the 2000 Lisbon European Council, these processes have gradually been integrated within the European Semester: an over-arching policy coordination process, centred on the Eurozone. How should we see this integration? One way of doing so, is positively i.e. to argue (see Zeitlin & Vanhercke 2015) that the Semester is gradually being 'socialized' providing new opportunities for EU social policy to benefit from the enhanced tools of learning, experimentation and surveillance that the European Semester provides. Analysing the Annual Growth Surveys, Country-Specific Recommendations and institutional frameworks developed under the Semester in the field of social policy from 2011, this paper will question that assumption. Examining both the social content of CSRs and the governance hurdles faced by 'social actors', the paper will examine the empirical foundation of the 'socialization' thesis. In doing so, it aims for a fuller empirical picture of the prospects of social policy coordination in a more fiscally integrated Eurozone. Should EU welfare policy be a central part of the Semester process or aim instead for a more autonomous institutional future?

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